《高盛阴谋》.mobi .txt
基本信息：
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书名： 高盛阴谋
作者： 李德林著．
出版社/出版时间： 沈阳：万卷出版公司，2010.52010-05-31
国际标准书号： 978-7-5470-0961-1
电子版包括 .mobi .txt等格式：
《高盛阴谋》.mobi 文件 1101 KB,
《高盛阴谋》.txt 文件 22.5 万字，642 KB。
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目录：
- VOLUME 1
Introduction, Section Ⅰ&Ⅱ: Executive Summary & Procedural Background Introduction
Ⅰ. Executive Summary of The Examiner's Conclusions
A. Why Did Lehman Fail? Are There Colorable Causes of Action That Arise From Its Financial Condition and Failure?
B. Are There Administrative Claims or Colorable Claims For Preferences or Voidable Transfers?
C. Do Colorable Claims Arise From Transfers of LBHI Affiliate Assets to Barclays, or From the Lehman ALI Transaction?
Ⅱ. Procedural Background and Nature of the Examination
A. The Examiner's Authority
B. Document Collection and Review
C. Systems Access
D. Witness Interview Process
E. Cooperation and Coordination With the Government and Parties
Section Ⅲ.A.1: Risk
Ⅲ. Examiner's Conclusions
A. Why Did Lehman Fail? Are There Colorable Causes of Action That Arise From Its Financial Condition and Failure?
1. Business and Risk Management
a) Executive Summary
(1) The Examiner Does Not Find Colorable Claims That Lehman's Senior Officers Breached Their Fiduciary Duty of Care by Failing to Observe Lehman's Risk Management Policies and Procedures
DEFENDANTS
8. Goldman, Sachs & Co. is the principal United States broker-dealer of The Goldman Sachs Group, Inc., a global investment banking, securities and investment management firm headquartered in New York City. GS&Co structured and marketed ABACUS 2007-ACI.
9. Fabrice Tourre, age 31, is a registered representative with GS&Co. Tourre was the GS&Co employee principally responsible for the structuring and marketing of ABACUS 2007-ACI. Tourre worked as a Vice President on the structured product correlation trading desk at GS&Co headquarters in New York City during the relevant period. Tourre presently works in London as an Executive Director of Goldman Sachs International.
FACTS
A. GS&Co'S CORRELATION TRADING DESK
D. INTRODUCTION OF ACA TO THE PROPOSED TRANSACTION
19. GS&Co and Tourre knew that it would be difficult, if not impossible, to place the liabilities of a synthetic CDO if they disclosed to investors that a short investor, such as Paulson, played a significant role in the collateral selection process. By contrast, they knew that the identification of an experienced and independent third-party collateral manager as having selected the portfolio would facilitate the placement of the CDO liabilities in a market that was beginning to show signs of distress.
20. GS&Co also knew that at least one significant potential investor, IKB Deutsche Industriebank AG ("IKB"), was unlikely to invest in the liabilities of a CDO that did not utilize a collateral manager to analyze and select the reference portfolio.
21. GS&Co therefore sought a collateral manager to play a role in the transaction proposed by Paulson. Contemporaneous internal correspondence reflects that GS&Co
portfolio would be ideally what the Transaction Sponsor shared, but there is flexibility around the names."
30. On January 22, 2007, ACA sent an email to Tourre and others at GS&Co with the subject line, "Paulson Portfolio 1-22-10.xls." The text of the email began, "Attached please find a worksheet with 86 sub-prime mortgage positions that we would recommend taking exposure to synthetically. Of the 123 names that were originally submitted to us for review, we have included only 55."
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
Plain